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Update guide-06-support.qmd
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robertd17 authored Oct 12, 2024
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## Why is this important?

- Implementation of procedures supporting recognition and reward for open research may involve changes to responsibilities of academic and professional services staff, and administrative systems and processes, and may entail reviewing resource requirements.
- Implementation of procedures supporting recognition and reward for open research may involve changes to responsibilities of academic and professional services staff, and administrative systems and processes, and may entail reviewing resource requirements. Professional services support must be efficiently aligned to strategic objectives and any requirements for additional investment will need to be clearly justified.

- Staff responsible for supporting recognition and reward for open research may require training and oversight. Existing systems and processes may need to be revised, or new systems and processes implemented and integrated.

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There is likely to be growing need for both open research and responsible research assessment support as these become more integrated into business as usual and demand increases.

Institutions will have some level of existing professional services support for open research. This may be focused on open access research publishing and research data management and sharing. Support may need to define a broader open research remit in accordance with strategic objectives to develop open research culture and practice, and additional staffing/resources may be needed to meet a growing need for training and expert support across a variety of open research practices in addition to publishing and data sharing, e.g. research software engineering and pre-registration, and to provide discipline-specific expertise in open research methods. The senior strategic lead for open research and any relevant stakeholder group should work with professional services to develop strategic plans including business cases for investment where needed, expansion of roles to capture additional open research requirements, creation of partnership models and collaborative relationships, and more effective application of institutional expertise.
Institutions will have some level of existing professional services support for open research. This may be focused on open access research publishing and research data management and sharing. Support may need to define a broader open research remit in accordance with strategic objectives to develop open research culture and practice, and additional staffing/resources may be required or desirable to meet a growing need for training and expert support across a variety of open research practices in addition to publishing and data sharing, e.g. research software engineering and pre-registration, and to provide discipline-specific expertise in open research methods. The senior strategic lead for open research and any relevant stakeholder group should work with professional services to develop strategic plans including business cases for investment where needed, expansion of roles to capture additional open research requirements, creation of partnership models and collaborative relationships, and more effective application of institutional expertise. What is achievable will depend on the avaialbility of resources in the institution.

There is likely also to be some existing support for the generation and validation of research metrics, as part of institutional research planning, management and assessment activities, and in response to the needs of individual researchers. Demand for these services can be expected to grow, with greater demand to handle enquiries, provide research metrics reports and researcher profiles, assess/validate metrics on request, and in other ways support those involved in research assessment activities, for example as part of recruitment or promotion panels. Monitoring and reporting on compliance with policy may require additional support. There will also be a need for institutions to work with their academic community to develop responsible assessment processes and provide training in responsible research assessment.
There is likely also to be some existing support for the generation and validation of research metrics, as part of institutional research planning, management and assessment activities, and in response to the needs of individual researchers. Demand for these services can be expected to grow, with greater demand to handle enquiries, provide research metrics reports and researcher profiles, assess/validate metrics on request, and in other ways support those involved in research assessment activities, for example as part of recruitment or promotion panels. Monitoring and reporting on compliance with policy may require additional support. There will also be a need for institutions to work with their academic community to develop responsible assessment processes and provide guidance and training in responsible research assessment.

There is work ongoing in the sector to develop indicators and metrics related to open research practices,^[GraspOS. <https://graspos.eu/>; OPUS. <https://opusproject.eu/>; UKRN (2023), 'UKRN 2nd working paper: Open Research Indicators: sector priorities'. <https://www.ukrn.org/2023/06/30/ukrn-2nd-working-paper-open-research-indicators-sector-priorities/>.] and this may be an area where there will be a need for new responsibilities related to their collection and management. Other new demands may also be established, including training for panels or guidance on job descriptions and narrative CVs.

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Publishers and other providers of research infrastructure services are developing research information and analytics products to enable the aggregation, management and analysis of data about open research outputs (including data, code, protocols, pre-registrations, preprints) and attributes (e.g. CRediT roles) from across a distributed research infrastructure of publisher platforms, repositories, preprint servers, registries, broker services and research information systems. Examples of products that support open research analytics include [Dimensions](https://www.dimensions.ai/products/) from Digital Science, Elsevier's [Data Monitor](https://www.elsevier.com/en-gb/products/data-monitor), and [OpenAIRE Monitor](https://monitor.openaire.eu/). The PLOS Open Science Indicators initiative, developed in collaboration with the AI company Dataseer, is working to develop and pilot institution-level reporting functionality.^[PLOS (2023), 'The new Open Science Indicators dataset is here!' <https://theplosblog.plos.org/2023/10/open-science-indicators-q2-2023/>.]

One important aspect to be considered is that of the openness of research information, so that those being evaluated are able to verify data and analysis. It is an irony that much of the information by which open research practices might be monitored and evaluated is held in closed systems. Proprietary commercial products such as Web of Science and Scopus, which underpin much of the publication-based analytics used in researcher assessment activities, lack transparency. This is something that has been of concern to the research assessment reform movement, with DORA, the Leiden Manifesto and CoARA all taking positions in support of open research information. The [Barcelona Declaration on Open Research Information](https://barcelona-declaration.org/), published in 2024, sums up the concerns of the sector and enumerates a set of commitments that signatories can sign up to.
One important aspect for institutions to consider is the openness of research information. It is a principle of responsible research assessment that those being evaluated should be able to verify the data and analysis used to evaluate them. Yet much of the information by which research practices might be monitored and evaluated is held in closed systems. Proprietary commercial products such as Web of Science and Scopus, which underpin much of the publication-based analytics used in researcher assessment activities, lack transparency. This is something that has been of concern to the research assessment reform movement, with DORA, the Leiden Manifesto and CoARA all taking positions in support of open research information. The [Barcelona Declaration on Open Research Information](https://barcelona-declaration.org/), published in 2024, sums up the concerns of the sector and enumerates a set of commitments that signatories can sign up to.

Some institutions are also developing their own services to collect and manage open research information. For example, the University of Manchester Library has developed an [Open Research Tracker](https://www.openresearch.manchester.ac.uk/support/tracker/), which leverages integrations with its CRIS, CrossRef, and the Scholarcy AI platform to collate and integrate information about publications and data. Its development roadmap anticipates further integrations, including with its data repository, ORCiD, the Open Science Framework, and protocols.io, and the capability to collect data relating to a wider range of output types, including pre-registrations, methodologies, and research software. The University is planning to release its software under an Open Source licence, so that other institutions can make use of it.
Some institutions are developing their own workflows and services to collect and manage open research information. For example, the University of Manchester Library has developed an [Open Research Tracker](https://www.openresearch.manchester.ac.uk/support/tracker/), which leverages integrations with its CRIS, CrossRef, and the Scholarcy AI platform to collate and integrate information about publications and data. Its development roadmap anticipates further integrations, including with its data repository, ORCiD, the Open Science Framework, and protocols.io, and the capability to collect data relating to a wider range of output types, including pre-registrations, methodologies, and research software. The University is planning to release its software under an Open Source licence, so that other institutions can make use of it.

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